Senate: Vote to Invoke Cloture on the Confirmation Vote of Chuck Hagel as Secretary of Defense

Below we use Optimal Classification (OC) in R to plot the Senate’s 58-40 vote to invoke cloture on the conformation vote of Former Senator Chuck Hagel (R-NE) for Secretary of Defense. The vote fell two votes short of the 60-vote supermajority threshold required to end debate and bring a measure to a vote in the Senate. Note that Senate Majority Leader Harry Reid (D-NV) switched his vote from Yea to Nay at the last minute as a procedural matter so that he can bring the measure back up for a vote after the Senate reconvenes from recess on February 25.

All other 54 Senate Democrats voted Yea and were joined by 4 Senate Republicans: Senators Thad Cochran (R-MS), Susan Collins (R-ME), Mike Johanns (R-NE), and Lisa Murkowski (R-AK). Senator Orrin Hatch (R-UT) voted Present. Where are the Democrats most likely to pick up the extra vote to invoke cloture? In the second panel of the plot below, we display the locations of the 4 Republicans who voted Yea, Senator Hatch, and 4 Republicans who voted Nay but are close to the cutting line: Senators Mark Kirk (R-IL), Dean Heller (R-NV), John McCain (R-AZ), and John Hoeven (R-ND). The Four Yea Republicans are among the 10 most moderate Senate Republicans (according to OC), and so it seems likely that any new Yea votes would come from the moderate strata of the Republican caucus. Senators Kirk, Hoeven, and Heller are also among this group of 10. Senator Hatch, the Present vote, is also close to the cutting line, and so it would be reasonable from an ideological standpoint if he switched his vote to Yea after the recess.

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As a technical note, we are able to plot members of the 113th Senate so early in the new Congress by combining the roll call voting records of returning members in the 113th Senate with the 21 roll call votes held so far in the 113th Senate. Until more votes are compiled for the freshman members, the estimation of their ideal points will remain somewhat imprecise, but by bridging data from the 112th this problem will not be too severe.

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Lincoln and the Ratification of the Thirteenth Amendment

The plot of Best Picture-nominee Lincoln centers around the dramatic passage of the Thirteenth Amendment to abolish slavery in the United States. Following the Senate’s 38-6 passage of the Thirteenth Amendment in April 1864, Daniel Day-Lewis as President Lincoln must maintain Republican support and peel off enough Democrats in order to reach the supermajority threshold for passage of the amendment in the House. On January 31, 1865, the Thirteenth Amendment squeaks by in the House by a 119-56 margin (or 68% support, just above the 2/3 requirement).

The film has been hailed by political scientists for its portrayal of Presidential and Congressional (especially the House) politics and procedure. Below, we use DW-NOMINATE scores to plot the Senate and House votes on ratification of the Thirteenth Amendment. As can be seen below, there is considerable ideological structure to both votes. There are no spatial misclassifications in the Senate vote, and only 10 in the House vote (with all clustered around the cutting line). It appears that most of the defectors (Democrats who voted in favor of ratification or Unionist Republicans who voted against it) were those prone to defect from their party on other votes.

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Senator Robert Dole (R-KS) and Polarization in the US Senate

In a recent article on gridlock in the US Senate, Senate historian Don Ritchie remarked that: “Part of the shift in the Republican Party means that old-time senators like [Senator Robert] Dole who were to the right of their party when they came here are to the left of their party now because the party has shifted so much beneath them. This all reflects that a bit.”

Mr. Ritchie’s observation is backed up by the use of DW-NOMINATE Common Space scores to compare Senators’ ideological positions over time. The DW-NOMINATE Common Space procedure estimates a constant ideal point for legislators over their entire congressional career: a -1 represents the most liberal position, +1 the most conservative position, and 0 the center between the two. Using this metric, Senator Robert Dole’s DW-NOMINATE Common Space score is 0.338.

As shown in the plots below, when Senator Dole first entered the Senate in 1969 (the 91st Senate), he was more conservative than 61% of his Republican colleagues. When he left the Senate 27 years later to focus on the 1996 presidential campaign, he was — as Senate Majority Leader — slightly to the left of the median Republican Senator in the 104th Senate, more conservative than only 44% of Republican Senators. The shift is most dramatic when we compare Senator Dole’s ideological position to the Republican caucus in the most recent, 112th Senate. If Senator Dole served in that Senate, he would be among the most moderate Republicans, less conservative than 79% of Republican Senators.

Indeed, this would place Senator Dole among the group of 8 Republican Senators who voted for ratification of the UN Treaty on Disabled Rights. Senator Dole returned to the Senate floor last December to advocate for the treaty.

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House: Vote to Extend the Debt Ceiling for Three Months (No Budget, No Pay Act)

Below we use Optimal Classification (OC) in R to plot the House’s 285-144 vote on the No Budget, No Pay Act. The measure extends the debt ceiling for three months (until 18 May 2013) but requires that the House and Senate (which hasn’t passed a budget since 2009) agree on a budget by April 15. Otherwise, members’ pay will be withheld.

House Republicans voted 199-33 in favor of the measure, while House Democrats opposed it by an 86-111 margin. As can be seen in the plot, the cutting line divides the Democratic Caucus between the more liberal wing (which mostly opposed the bill) and its centrist wing (which mostly supported it). Many of the 33 Republican Nay votes came from the more conservative, “anti-establishment” (with low second dimension scores) faction of the caucus. Consequently, this vote features a “two ends against the middle” pattern, in which the ranks of both ideological poles (i.e., Reps. Michelle Bachmann (R-MN) and Paul Broun (R-GA) / Reps. Alan Grayson (D-FL) and Nancy Pelosi (D-CA)) vote against the middle.

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As a technical note, we are able to plot members of the 113th House so early in the new Congress by combining the roll call voting records of returning members in the 112th House with the 28 roll call votes held so far in the 113th House. Until more votes are compiled for the 81 freshman members, the estimation of their ideal points will remain somewhat imprecise, but by bridging data from the 112th this problem will not be too severe.

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House: Vote on $50 Billion Hurricane Sandy Relief Package

Below we use Optimal Classification (OC) in R to plot the House’s 241-180 vote on a $50 billion Hurricane Sandy relief package. The vote was unique in that the majority party was “rolled”, as House Republicans voted 49-179 in opposition to the bill which nonetheless passed with the support of all but one Democrat.

As can be seen in the plot, the 49 Republicans who voted Yea are not only more ideologically moderate (with a mean first dimension OC score of 0.36, compared to 0.51 for those Republicans who voted Nay), but also have higher second dimension scores. On several votes in the 112th Congress, we conjectured that the second dimension has come to represent am establishment vs. anti-establishment divide. In this case, “outsider” House Republicans (with low second dimension scores) were less willing to sacrifice ideological purity on government spending to rescue the party from controversy surrounding the issue.

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As a technical note, we are able to plot members of the 113th House so early in the new Congress by combining the roll call voting records of returning members in the 112th House with the 23 roll call votes held so far in the 113th House. Until more votes are compiled for the 81 freshman members, the estimation of their ideal points will remain somewhat imprecise, but by bridging data from the 112th this problem will not be too severe.

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An Update on the Presidential Square Wave

Below we plot the first dimension DW-NOMINATE Common Space scores of the presidents in the post-war period, which we refer to as the “presidential square wave” due to its shape. DW-NOMINATE is a statistical procedure that estimates the ideological positions of members of Congress based on their roll call voting records. In the Common Space procedure, members of Congress who have served in both the House and the Senate are used as “bridges” to estimate scores that are comparable between the two chambers over time. First dimension scores represent the standard liberal-conservative spectrum in American politics, with increasingly positive scores indicating greater conservatism, increasingly negative scores greater liberalism, and the “0″ position denoting the dead ideological center. Presidents are included in DW-NOMINATE scaling by using their “votes” on a subset of roll calls on which the president announces a position on legislation before Congress (measured through CQ Presidential Support Scores).

We find that President Obama is the most ideologically moderate Democratic president in the post-war period, with a first dimension DW-NOMINATE Common Space score of -0.329. President Lyndon Johnson, the second-most moderate Democratic president in this period, has a score of -0.345. President Obama’s ideological position is estimated from his “votes” (statements of support or opposition) on 282 congressional roll call votes. This amount is somewhat low; for example, President George W. Bush “voted” 453 times during his last term in office. However, it is adequate to recover his latent ideological score.

Among members of the 112th Congress, President Obama is ideologically closest to Rep. Jim Moran (D-VA), whose score is -0.328. President Obama is also proximate to Senators Bob Casey (D-PA, -0.332), Kent Conrad (D-ND, -0.326), the recently deceased Daniel Inouye (D-HI, -0.331), and Jeanne Shaheen (D-NH, -0.317). Among Democratic Congressional leaders, President Obama is to the left of Senate Majority Leader Sen. Harry Reid (D-NV, -0.304), and to the right of House Minority Leader Rep. Steny Hoyer (D-MD, -0.395), Senate Majority Whip Sen. Dick Durbin (D-IL, -0.401), and House Majority Leader Rep. Nancy Pelosi (D-CA, -0.530). Interestingly, President Obama has a nearly identical score to former Senate Democratic Leader Sen. Tim Daschle (D-SD, -0.328), whom President Obama had initially nominated for Secretary of Health and Human Services after controversy over unpaid taxes.

Our results may seem surprising to those who consider President Obama among the most — even the most — liberal president of the post-war era. We would respond with a couple of observations. First, President Obama has tacked to the right on many national security and foreign policy issues. For example, President Obama — who once opposed FISA (The Foreign Intelligence Surveillance Act ) — recently supported and signed legislation a five-year extension of the program. Drone strikes — certainly not a source of liberal enthusiasm, even if vocal opposition from the left has been absent under President Obama — have been central to foreign policy during the Obama administration. Furthermore, while foreign policy issues come up relatively infrequently in congressional roll call voting, they constitute a greater proportion of the votes on which the president (i.e., the commander in chief) announces a position.

Second, personal or symbolic factors are not captured in roll call data. DW-NOMINATE scores are estimated only from roll call voting records, and so perceptions of President Obama — for instance — that he is a polarizing president or is aloof towards Republicans are not considered (though, of course, because congressional Republicans have become increasingly conservative, a wide policy distance from them does not necessitate strident liberalism).

We note that there are other ways to quantify latent ideological positions; for example, research by Adam Bonica indicates that President Obama has a donor base that would place him further to the ideological left. However, based on President Obama’s announced positions on actual legislation, we find that he is closer to the ideological center than any president since LBJ.

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An Update on Political Polarization through the 112th Congress

The 112th Congress closed unceremoniously this month with a series of votes (by the House and Senate) to avert the “fiscal cliff”. With this data, we can now analyze roll call voting in the 112th Congress in its entirety and place the amount of Congressional polarization seen over the last two years in historical context. In a series of plots below, we show that partisan polarization has dramatically increased in the 112th Congress in both chambers. And, as has we have previously discussed, this phenomenon has been asymmetric: contemporary polarization of the parties is almost entirely due to the movement of congressional Republicans to the right. Polarization is measured as the difference between the Republican and Democratic means on the first DW-NOMINATE dimension, which represents the ideological (liberal-conservative) scale.

In the first plot, we show our primary measure of polarization – the difference in party means – illustrating its evolution between 1879 and the present. As can be seen, the ideological distance between the parties in Congress grew to record levels between the 111th and 112th Congresses. By this measure, polarization in the 112th House (1.069) has doubled from the 96th House (1979-1981, 0.528), and risen over 50% from the 102nd House (1991-1993, 0.676). Polarization in the Senate – which has remained the more moderate of the two chambers – has surpassed its previous high in the 46th Senate (1879-1881, 0.832), with polarization in the 112th Senate jumping to 0.845. It is now safe to say that polarization in Congress has reached an all-time high, exceeding even levels seen during the late nineteenth century.

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Next, we isolate the locations of the Republican and Democratic means over time in each chamber. Both parties have continued their drift away from the ideological center in the 112th Congress: The Democrats to a greater extent in the House, and the Republicans to a greater extent in the Senate. This is not entirely surprising, since most of the Democratic casualties of the 2010 midterm elections were moderate-conservative, Southern “Blue Dog” Democrats, which has produced a more liberal Democratic caucus in the House. The 112th House also included many freshman Tea Party-affiliated members, but the Republican caucus was already very conservative after its ranks dwindled following losses in the 2006 and 2008 Democratic wave elections. However, the Senate Republican caucus was more strongly affected by the 2010 elections, which sent a cadre of very conservative Republicans to the 112th Senate. This group includes Senators Marco Rubio (R-FL, with a first-dimension DW-NOMINATE score of 0.619), Rand Paul (R-KY, 1.000), Pat Toomey (R-PA, 0.654), Mike Lee (R-UT, 0.999), and Ron Johnson (R-WI, 0.721).

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Finally, we provide a more detailed look at the previous figures by plotting the location of the 10th and 90th ideological percentiles of the parties over time. That is, arraying the party members from most to least-moderate, we plot the first dimension DW-NOMINATE scores of those in the 10th and 90th percentiles. This gives an idea of the ideological dispersion of the party coalitions. The findings support the previous analysis: in the House, the leftward shift of the Democrats is due more to the movement of the coalition of moderate Democrats to the left (since many of the most centrist Democrats lost in 2010). The location of the most conservative Republicans in the House continued to move away from the center, but the election of some moderate House Republicans (e.g., Reps. Jon Runyan (R-NJ, 0.386), Patrick Meehan (R-NC, 0.356), and Lou Barletta (R-PA, 0.381)) moved the 10th percentile slightly back towards the center. In the Senate, the Democratic caucus was virtually unchanged between the 111th and 112th Congresses (or, for that matter, throughout the 1990s and 2000s). Conversely, the 10th and 90th percentile scores of the Senate Republicans both moved in a conservative directions – particularly the locations of the 10th percentile Republican. For a variety of reasons, a number of moderate Republicans in the 111th Senate did not return to the 112th Senate (e.g., Sens. Bob Bennett (R-UT), Arlen Specter (R-PA), George Voinovich (R-OH), and Mel Martinez/George LeMieux (R-FL)).

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We have previously written about asymmetric polarization, arguing that the primary driver of contemporary partisan polarization has been the steady movement of congressional Republicans to the right. This trend appears to have continued through the 112th congress. House Republicans – despite a large majority earned in the 2010 midterm elections – have continued their rightward drift, adding more conservative members than moderate members. Senate Republicans also became a more conservative group in the 112th Congress, while Senate Democrats remained mostly ideologically static. Some of this phenomenon is attributable to the fact that Democrats – particularly northern Democrats – were already holding liberal policy positions in the 1960s. The “Great Society” programs enacted during the 1960s have appeared to represent the leftward edge of what is practically achievable in American public policy (for example, from an ideological standpoint, “Obamacare” is not more liberal than Medicare, enacted in 1965). Congressional Democrats have staked out this position and have mostly maintained it in recent American history. Congressional Republicans, on the other hand, continue to pioneer new ideological territory along on the rightward edge of American public policy. It remains unclear whether and how long this pattern can persist.

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House: The Speaker Election for the 113th House

Below we use Optimal Classification (OC) in R to plot the House’s vote on the Speaker of the 113th House. Rep. John Boehner (R-OH) won, receiving 220 votes and overcoming concerns about a mutiny among conservative House Republicans. Rep. Nancy Pelosi (D-CA) received 192 votes. 9 House Republicans defected and voted for candidates other than Rep. Boehner, and 5 House Democrats broke from their party and voted for candidates other than Rep. Pelosi. One Republican (Rep. Steve Stockman (R-TX)) voted Present.

Because new members of the 113th House have only voted on 5 measures, we can only plot legislators who are returning from the 112th House. Nonetheless, the plot reveals some ideological patterns to the vote. Among House Democrats, opposition to Pelosi was clustered among moderate “Blue Dog” Democrats like Reps. John Barrow (D-GA) and Jim Matheson (D-UT).

Conversely, opposition to Boehner was strongest not among the most conservative House Republicans, but those with low second dimension scores. As with the House’s vote on the “fiscal cliff” deal two days ago, the second dimension appears to be picking up an establishment vs. anti-establishment cleavage. It is too early to tell if this divide will persist in the 113th House, although the voting patterns in the Speaker election suggest it may.

In the plot below we color the legislator tokens red if they are Republicans who voted for Boehner, blue if they are Democrats who voted for Pelosi, and the color opposite their party if they voted against their party’s consensus choice. We isolate only the defectors in the right panel.

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House: Vote on the Fiscal Cliff Deal

Revised 3 January 2012: We have updated the plot with the votes of the four missing Yea legislators and the three missing Nay legislators. The substantive findings remain unchanged.

Below we use Optimal Classification (OC) in R to plot the House’s 257-167 vote on the fiscal cliff deal passed by the Senate early New Year’s Day. We plotted the Senate’s 89-8 vote here.

House Republicans split 85-151 on the bill, while House Democrats supported it by a 172-16 margin. As seen in the plot below, the Democrats who voted Nay were widely ideologically dispersed between moderate “Blue Dog” Democrats like Reps. John Barrow (D-GA) and Jim Matheson (D-UT) and liberal Democrats like Reps. Xavier Becerra (D-CA) (who also served on the “Super Committee”) and Jim McDermott (D-WA).

There is more structure in the split among House Republicans on the vote. More conservative members with lower second dimension scores were more likely to vote Nay than their less conservative counterparts with higher second dimension scores. This schism isn’t perfect: many House Republicans above and to the left of the cutting line voted Nay, and many below and to the right voted Yea. But the angle of the cutting line does support a pattern that in important votes in the 112th Congress, the second dimension has represented an establishment vs. anti- establishment divide. Interestingly, House Majority Leader Rep. Eric Cantor (R-VA), who voted Nay, was predicted to be a Yea vote based on his ideological position. Conversely, 2012 Republican Vice-Presidential nominee Rep. Paul Ryan (R-WI), who voted Yea, was predicted to oppose the measure based on his ideological position.

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Finally, this vote was to some extent a mirror image of one of the final votes of the previous, 111th House that extended all Bush tax cuts for two years. On that vote, a sizable contingent of the most liberal House Democrats voted Nay (although so did many House Republicans, who opposed an extension of unemployment benefits). We plot this vote below:

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Senate: Vote on the Fiscal Cliff Deal

Below we use Optimal Classification (OC) in R to plot the Senate’s 89-8 vote on a fiscal cliff deal reached late Monday. The agreement permanently extends the current income tax rates for individuals/families with annual incomes below $400k/$450k. It also increases the estate tax rate at 40 percent for inheritances greater than $5 million and extends unemployment benefits for a year. Finally, it delays the automatic spending cuts (scheduled to hit today) for two months.

The eight Nay votes included 5 Republican Senators and 3 Democratic Senators. The Republican Senators were: Sens. Chuck Grassley (R-IA), Mike Lee (R-UT), Rand Paul (R-KY), Marco Rubio (R-FL), and Richard Shelby (R-AL). The Democratic Senators were: Sens. Michael Bennet (D-CO), Tom Carper (D-DE), and Tom Harkin (D-IA). As seen in the plot below, this is an ideologically dispersed group. OC correctly classifies only two of the eight Nay votes: Sens. Lee and Paul in the bottom right corner of the space. This is the quadrant where Tea Party-affiliated legislators have tended to cluster in the 112th Congress, and we expect a similar dynamic in this afternoon’s House vote.

Finally, it is interesting to note that Sen. Marco Rubio (R-FL) was one of the eight Nay votes. We label Rubio’s token in the second panel of the plot below. Quite reasonably, many emphasize the role of the 2016 presidential race in Rubio’s decision-making calculus. However, it is important to emphasize that his vote choice is not terribly inconsistent with his ideological position. That is, he is the closest of the three other Republican Senators to the cutting line (as he is among the most conservative members of the 112th Senate (according to OC) and has a negative second dimension score).

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