116th Congress > House > Vote 713

Date: January 13, 2020

Result: 384-7 (Passed)

Clerk session vote number: 14

Sponsor: MALONEY, Carolyn Bosher (D-NY)

Bill number: HR4335

Question: On Motion to Suspend the Rules and Pass, as Amended

Description: 8-K Trading Gap Act

Bill summary:

8–K Trading Gap Act of 2019

This bill requires certain issuers of securities to create policies reasonably designed to prevent executive officers and directors from trading their securities after a significant corporate event but before disclosing that event through a public filing. Certain issuers required by regulation to adopt a code of ethics are exempt from this requirement.

Bill titles: To amend the Securities Exchange Act of 1934 to require the Securities and Exchange Commission to issue rules that prohibit officers and directors of certain companies from trading securities in anticipation of a current report, and for other purposes.

Links for more info on the vote: congress.gov

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